| IPO Company Profile |
| SEC Filings | Peer IPO Companies |
| Luminex Lighting, Inc. |
| 13710 Ramona Avenue, Chino, CA 91710 * (909) 591-5653 |
| The company distributes quality, energy saving, fluorescent lighting fixtures. The company designs, tools, tests, assembles, and packages readily available lighting component parts into a finished product, ready for distribution and sale. |
| Manager | Tier | Phone |
| Platinum Equities, Inc. | Lead Manager |
| OTC: | LUMX | Manufacturing: | SIC 3648 | |
| Type of Shares: | Common Shares | Filing Date: | 6/29/98 | |
| U.S. Shares Filed: | 500,000 | Filing Price: | $5.50 | |
| Non-U.S. Shares Filed: | 0 | Offering Amount: | $2,750,000 | |
| Primary Shares: | 500,000 | Expenses: | $194,000 | |
| Secondary Shares: | 0 | Post-IPO Shares: | 3,306,500 | |
| Employees: | 80 |
| Issuer's Law Firm: | Horwitz & Beam |
| Bank's Law Firm: | Gusrae, Kaplan and Bruno |
| Registrar/Transfer Agent: | American Stock Transfer & Trust Co |
| Auditor: | Stonefield Josephson |
Dollar amounts in U.S. millions except for per share data | |||||
| 3 Month Ending Financials | |||||
| Full Year Audited Income | Latest Unaudited Income | Prior Audited Income | Balance Sheet | ||
| 12/31/97 | 3/31/98 | 3/31/97 | 3/31/98 | ||
| Revenue: | $5.85 | $1.71 | $1.29 | Assets: | $2.33 |
| Net Income: | $0.12 | $0.01 | -$0.04 | Curr Assets: | $1.92 |
| EPS: | $0.04 | $0.01 | -$0.02 | Liabilities: | $2.06 |
| Prior EPS: | -$0.04 | Curr Liab: | $1.96 | ||
| Cash Flow/Oper: | -$0.13 | -$0.63 | $0.43 | Equity: | $0.27 |
| Cash Flow/Fin: | $0.22 | $0.71 | -$0.14 | Cash: | $0.03 |
| Cash Flow/Inv: | -$0.02 | -$0.11 | -$0.14 | Working Cap: | -$0.04 |
| Use of Proceeds |
| The proceeds from the proposed offering will be used for research and development, sales and marketing, facility expansion, acquisition of employees, and working capital. |
| Name of Shareholder | % Owned Before | % Owned After |
| . |
| Additional Underwriter Compensation |
| Warrant to purchase 50,000 shares/units at $10.00 per share/unit. |
| Exercise price of $6.60 for 4 year(s), 1 year(s) from . |
| # of Units: | 500,000 | |||
| Unit Ticker: | - | Unit Price: | $5.50 | |
| Warrant Ticker: | LUMXW | Warrant Price: | ||
| Warrant Exercise Date: | Warrant Exercise Price: | $6.00 | ||
| Warrant Expiration Date: | ||||
| Warrant Detachable: | Yes | Warrant Detach Date: | ||
| Warrant Callable: | No |
| Unit Composition: 1 Common Share + 1 Warrant |
| Warrant Entitlement: 1 Common Share |