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Finisar Corporation
1308 Moffett Park Drive, Sunnyvale, CA 94089 * (408) 548-1000
Business Description The company is a leading provider of fiber optic subsystems and network performance test systems which enable high speed data communications over local area networks, or LANs and storage area networks, or SANs.
Offering
Information

Company has
gone public

Trading As  FNSR (NASNTL) Industry  High-Tech (SIC 3674)
Type of Stock Offered  Common Shares Filing Date  9/13/99
Domestic Shares Offered  8,150,000 Offer Date  11/11/99
Foreign Shares Offered  0 Filing Range  $16.00 - $18.00
Company Shares  8,150,000 Offer Price  $19.00
Selling Shrhldrs Shares  0 Gross Spread  $1.330
Gross Proceeds  $154,850,000 Selling  $0.800
Expenses  - - Reallowance  $0.100
Post-IPO Shares  50,157,500 Employees  - -
Primary
Underwriting
Group
Underwriter NameParticipationUnderwriter Phone
Merrill Lynch & Co. Lead Manager (212) 449-4600
Dain Rauscher Wessels Co-manager (612) 371-2818
J.P. Morgan & Co. Co-manager (212) 648-0517
Morgan Keegan & Company, Incorporated Co-manager (901) 529-5357
SoundView Financial Group, Inc. Co-manager (203) 462-7242
Income
Statement
and
Cash Flow
Summary
  Prior
Audited
Income
Latest
Unaudited
Income
  Full Year Audited Figures 3 Months Ending
Figures in U.S. millions except per share data     4/30/97 4/30/98 4/30/99 7/31/98 7/31/99
Revenues   - - 8.457 22.067 35.471 6.794 13.879
Income from Oper.   - - 1.374 7.094 5.651 1.603 2.247
Net Income   - - 0.947 4.358 3.077 1.053 1.300
E.P.S   - - 0.020 0.100 0.080 0.030 0.030
Revenue Growth (%)      - - 160.93 60.743   104.30
Net Income Growth (%)      - - 360.05 -29.39   23.50
Oper. Profit Margin (%)    - - 16.25 32.15 15.93 16.19 23.59
Net Profit Margin (%)    - - 11.20 19.75 8.68 9.37 15.50
Cash Flow - Oper.     1.06 0.63 0.91
Cash Flow - Inv.     -2.10 -0.14 -0.55
Cash Flow - Fin.     5.36 -0.03 0.00
Balance Sheet
Summary
and
Financial
Ratios
Balance sheet as of: 7/31/99 Financial Ratios
Total Assets    24.46 Current Assets    21.14 Current Ratio    2.96
Total Liab.    44.41 Current Liab.    7.13 Debt Ratio    181.57%
Total Equity    -19.95 Working Cap.    14.01 Debt to Equity Ratio    -
Cash    5.40    Return on Assets   5.32%
Use Of
Proceeds
The proceeds from the proposed offering will be used to repay indebtedness and redeem our redeemable preferred stock and for general corporate purposes, principally working capital and capital expenditures.
Legal Counsel
Registrar
Auditor
Issuer's Law Firm  Gray Cary Ware & Freidenrich
Bank's Law Firm  Morrison & Foerster
Registrar/Transfer Agent  American Stock Transfer & Trust Co
Auditor  Ernst & Young
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Last updated: 11/21/99 12:56:17 PM
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