| Ticker | FileDate | Issuer
Name | Filing Range | Total Shares | Lead Manager |
|---|
| AXTI | 3/17/98 | American Xtal Technology, Inc. | $8.00 -
$10.00 | 2,500,000 | Prudential Securities
Incorporated |
| AMKR | 10/6/97 | Amkor Technology, Inc. | $10.00 - $12.00 | 35,000,000 | Salomon Brothers Inc. |
| ARMHY | 3/17/98 | ARM Holdings PLC | $16.24 - $19.24 | 3,910,000 | Morgan Stanley Dean Witter Discover &
Co. |
| ASYM | 3/31/98 | Asymetrix Learning Systems, Inc. | $0.00 | 0 | Nationsbanc Montgomery Securities,
Inc. |
| ADSC | 3/26/98 | Atlantic Data Services, Inc. | $13.00 - $15.00 | 2,500,000 | BancAmerica Robertson
Stephens |
| BTSR | 12/24/97 | Brightstar Information Technology Group, Inc. | $11.00
- $13.00 | 3,750,000 | CIBC Oppenheimer &
Company |
| BRYO | 3/3/98 | Brio Technology, Inc. | $8.00 - $10.00 | 2,900,000 | Deutsche Morgan
Grenfell |
| BRCM | 2/5/98 | Broadcom Corporation | $18.00 - $20.00 | 3,500,000 | Morgan Stanley Dean Witter Discover &
Co. |
| CFNI | 11/26/97 | Careflow Net, Inc. | $5.00 | 1,600,000 | D.H. Blair & Co Inc. |
| CANI | 3/20/98 | Carreker-Antinori, Inc. | $10.00 - $12.00 | 5,100,000 | BancAmerica Robertson
Stephens |
| CLAI | 9/23/97 | Claimsnet.Com, Inc. | $10.00 | 2,700,000 | Hampshire Securities
Corporation |
| CLNK | 12/5/97 | Clientlink, Inc. | $0.00 | 0 | Robinson-Humphrey Company, Inc., The |
| CTSH | 4/9/98 | Cognizant Technology Solutions Corporation | $11.00 - $13.00 | 2,917,000 | BancAmerica Robertson Stephens |
| CMTO | 3/17/98 | Com21, Inc. | $0.00 | 0 | Deutsche Morgan Grenfell |
| CYRNY | 11/11/97 | Cyrano SA | $9.00 - $11.00 | 3,400,000 | Hambrecht & Quist Incorporated |
| DGSI | 8/14/97 | Dayton General Systems, Inc. | $5.00 | 1,800,000 | J.V. Delaney & Associates |
| DELFY | 9/29/97 | Delphi Group Public Limited Company | $11.28 | 5,000,000 | Robinson-Humphrey Company, Inc.,
The |
| DCCC | 1/16/98 | Docucorp International, Inc. | $5.00 | 6,720,000 | Tucker Anthony Incorporated |
| EMULF | 11/28/97 | Emultek Ltd. | $9.50 - $11.50 | 2,300,000 | Hambrecht & Quist Incorporated |
- | 12/24/97 | Esoft, Inc. | $1.00 | 3,351,161 | A Non Underwritten Offering |
| FDCC | 2/27/98 | Factual Data Corp. | $5.00 - $5.50 | 1,200,000 | Schneider Securities,
Inc. |
| FVCX | 10/24/97 | First Virtual Corporation | $14.00 - $16.00 | 2,400,000 | BancAmerica Robertson
Stephens |
| FWAV | 10/17/97 | First Wave Marine, Inc. | $0.00 | 0 | Schroder Wertheim & Company,
Incorporated |
| FCCN | 8/21/97 | Frontline Communications Corporation | $5.00 | 1,000,000 | Rockefeller Securities Group,
Inc. |
| GCOM | 11/7/97 | Galacticomm Technologies, Inc. | $0.00 | 0 | First Equity Corporation of
Florida |
| IBSX | 3/11/98 | IBS Interactive, Inc. | $6.00 | 1,000,000 | Whale Securities Company |
| ICRS | 2/10/98 | ICARUS International, Inc. | $7.00 - $9.00 | 2,500,000 | Hoak Securities, Inc. |
| IMES | 10/28/97 | International Meta Systems, Inc. | $0.00 | 0 | Nichols, Safina, Lerner & Co. Inc. |
| IPLY | 3/23/98 | Interplay Entertainment Corp. | $0.00 | 0 | Piper Jaffray Incorporated |
| ISET | 4/8/98 | ISE
Labs, Inc. | $12.00 - $14.00 | 6,000,000 | Donaldson, Lufkin & Jenrette Securities
Corp. |
| MANH | 2/27/98 | Manhattan Associates, Inc. | $10.00 - $12.00 | 3,000,000 | Deutsche Morgan
Grenfell |
| MECD | 9/24/97 | Medicode, Inc. | $12.00 - $14.00 | 2,000,000 | Robertson, Stephens &
Company |
| MSTR | 4/10/98 | MicroStrategy, Inc. | $0.00 | 0 | Merrill Lynch &
Co. |
| MOBI | 2/27/98 | Mobius Management Systems, Inc. | $11.00 -
$13.00 | 2,900,000 | Goldman, Sachs &
Co. |
- | 12/3/97 | Northwest Pacifica, Inc. | $2.50 | 500,000 | A Non Underwritten Offering |
| NVID | 3/6/98 | NVIDIA Corporation | $0.00 | 0 | Morgan Stanley Dean Witter Discover &
Co. |
| PTII | 10/24/97 | Pamarco Technologies, Inc. | $12.00 - $14.00 | 2,800,000 | Everen Securities, Inc. |
- | 3/6/98 | Paradigm Concepts, Inc. | $0.00 | 0 | BancAmerica Robertson Stephens |
| PGEOF | 11/10/97 | Paradigm Geophysical Ltd. | $10.00 - $12.00 | 4,150,000 | Schroder Wertheim & Company,
Incorporated |
| QEDI | 10/8/97 | Quantum Epitaxial Designs, Inc. | $8.00 -
$10.00 | 2,500,000 | Needham &
Company |
| RDIO | 11/19/97 | Radio Systems Corporation | $10.00 - $12.00 | 1,825,000 | J.C. Bradford & Co. |
| RIGX | 3/13/98 | Realty Information Group, Inc. | $10.00 -
$12.00 | 2,700,000 | Allen & Company
Incorporated |
| RMAG | 3/10/98 | Registry Magic Incorporated | $6.00 - $8.00 | 1,400,000 | Commonwealth Associates |
| SCCX | 4/9/98 | SCC
Communications Corp. | $13.00 - $15.00 | 3,300,000 | BancAmerica Robertson
Stephens |
| SFO | 2/10/98 | Sonic Foundry, Inc. | $7.50 | 2,000,000 | Dirks & Company, Inc. |
| SQLF | 2/23/98 | SQL Financials International, Inc. | $11.00 -
$13.00 | 2,500,000 | Nationsbanc Montgomery
Securities, Inc. |
| SNRG | 10/10/97 | Synergis Technologies, Inc. | $11.00 - $13.00 | 2,600,000 | Robinson-Humphrey Company, Inc.,
The |
| ULTI | 3/13/98 | Ultimate Software Group, Inc. The | $0.00 | 0 | Donaldson, Lufkin & Jenrette Securities
Corp. |
| USGI | 3/19/98 | Unigraphics Solutions, Inc. | $0.00 | 0 | Morgan Stanley Dean Witter Discover &
Co. |
| VRIO | 2/27/98 | Verio, Inc. | $16.00 - $19.00 | 5,000,000 | Salomon Smith Barney |
| VMNI | 10/21/97 | Virtual Mortgage Network, Inc. | $6.50 - $8.50 | 4,000,000 | Barington Capital Group,
L.P. |
- | 8/13/97 | Visual Listing Systems, Inc. | $5.00 | 200,000 | A Non Underwritten Offering |
- | 12/2/97 | Zap
Power Systems, Inc. | $6.00 | 500,000 | A Non Underwritten Offering |