Small Cap IPO Offerings by Lead Manager
| Ticker | OfferDate | Issuer Name | Offer Price | Shares Offered | Industry | |
|---|---|---|---|---|---|---|
| Lead Manager: Auerbach, Pollak & Richardson, Inc. (203) 425-2935 | ||||||
| ROLLV | 3/31/98 | Rollerball International, Inc. | $5.00 | 1,250,000 | Manufacturing | |
| Lead Manager: Barington Capital Group, L.P. (212) 974-5700 | ||||||
| FRIZ | 3/31/98 | Frisby Technologies, Inc. | $7.00 | 1,600,000 | Not Classified | |
| Lead Manager: C.E. Unterberg, Towbin (212) 572-8060 | ||||||
| CYSP | 3/23/98 | Cybershop International, Inc. | $6.50 | 2,800,000 | High-Tech | |
| Lead Manager: First Asset Management, Inc. | ||||||
| NOGAF | 1/28/98 | Noga Electronics Ltd. | $5.00 | 1,561,000 | Service | |
| Lead Manager: First London Securities Corporation (800) 248-9461 | ||||||
| IFLY | 1/14/98 | 800 Travel Systems, Inc. | $5.00 | 1,350,000 | Transportation | |
| PMRT | 3/16/98 | Pawnmart, Inc. | $5.00 | 1,200,000 | Retail | |
| Lead Manager: Gilford Securities (800) 445-3673 | ||||||
| CTWO | 2/24/98 | C2i Solutions, Inc. | $6.00 | 1,000,000 | High-Tech | |
| Lead Manager: H.C. Wainwright & Co. Inc. (617) 589-9482 | ||||||
| MRGE | 1/28/98 | Merge Technologies Incorporated | $6.00 | 1,900,000 | Manufacturing | |
| Lead Manager: Joseph Stevens & Company, L.P. (212) 361-3020 | ||||||
| CDSC | 4/7/98 | Cumetrix, Inc. | $5.00 | 2,350,000 | Wholesale | |
| Lead Manager: Mason Hill & Company | ||||||
| RMTI | 1/26/98 | Rockwell Medical Technologies, Inc. | $4.00 | 1,800,000 | Manufacturing | |
| Lead Manager: Network One Financial Securities, Inc. (908) 758-9001 | ||||||
| MEDE | 2/11/98 | Med-Emerg International, Inc. | $4.25 | 1,250,000 | Manufacturing | |
| Lead Manager: Paragon Capital Corporation (800) 969-8173 | ||||||
| TAMR | 2/10/98 | Tam Restaurants, Inc. | $5.00 | 1,000,000 | Retail | |
| Lead Manager: Roney & Co. (313) 225-5741 | ||||||
| DEAR | 4/8/98 | Dearborn Bancorp, Inc. | $14.00 | 1,200,000 | Financial | |
| Lead Manager: Strasbourger Pearson Tulcin Wolff Inc. (212) 425-2320 | ||||||
| DISS | 1/9/98 | Diversified Senior Services, Inc. | $5.00 | 1,500,000 | Service | |
| Lead Manager: The Chapman Co. (410) 625-9656 | ||||||
| CMAN | 2/23/98 | Chapman Holdings, Inc. | $8.00 | 1,000,000 | Financial | |
| Lead Manager: Thornwater Company, L.P., The | ||||||
| HRVE | 3/31/98 | Harvey Electronics, Inc. | $5.00 | 1,200,000 | Retail | |
| Lead Manager: Trident Securities, Inc. (919) 781-8900 | ||||||
| DFFN | 1/5/98 | Delaware First Financial Corporation | $10.00 | 1,157,000 | Financial | |
| Lead Manager: William Scott & Co., L.L.C. (908) 688-0020 | ||||||
| SIZL | 2/27/98 | Galveston's Steakhouse Corp. | $5.00 | 1,250,000 | Retail | |