| Ticker | FileDate | Issuer Name | Filing Range | Shares
Offered | Industry |
|---|
| A Non Underwritten
Offering |
| BOXI | 10/28/97 | Bioxide Corporation | $5.00 | 1,533,332 | Manufacturing |
| CTOO | 2/10/98 | C2, Inc. | $4.00 | 5,202,664 | Not Classified |
| CMTE | 11/7/97 | Comtelco International, Inc. | $5.00 | 2,000,000 | Manufacturing |
| Agean Group, Inc. The
|
| GETC | 10/1/97 | Gay Entertainment Television, Inc. | $4.25 | 2,350,000 | Service |
| Andrew Garrett
Securities |
| PTCM | 10/15/97 | Patcomm Corporation | $5.75 | 1,000,000 | Manufacturing |
| Barron Chase Securities,
Inc. (800) 747-1202 |
| CROP | 3/20/98 | CropKing, Incorporated | $5.00 | 1,500,000 | Construction |
| - | 10/16/97 | Gateway American Properties Corporation | $4.00 | 1,500,000 | Construction |
| Capital Resources,
Inc. (202) 466-5685 |
| - | 3/17/98 | First Kansas Financial Corporation | $10.00 | 1,553,938 | Financial |
| Cohig & Associates
Inc. (303) 694-0295 |
| CSIL | 2/27/98 | Communications Systems International, Inc. | $9.00 -
$11.00 | 1,100,000 | Service |
| Commonwealth
Associates (212) 297-5608 |
| RMAG | 3/10/98 | Registry Magic Incorporated | $6.00 - $8.00 | 1,400,000 | High-Tech |
| D.E. Frey & Company,
Inc. |
| - | 10/23/97 | United Oilfield Services, Inc. | $5.00 - $7.00 | 1,000,000 | Manufacturing |
| D.H. Blair & Co Inc.
(212) 495-4306 |
| CFNI | 11/26/97 | Careflow Net, Inc. | $5.00 | 1,600,000 | High-Tech |
| Duke & Company (212)
355-7225 |
| - | 10/2/97 | EPI Technologies, Inc. | $5.00 | 1,250,000 | Service |
| Dupont Securities,
Inc. |
| WWYD | 8/15/97 | Worldwide Wireless, Inc. | $6.00 - $7.00 | 1,250,000 | Transportation |
| Financial Atlantic
Securities (561) 745-9800 |
| - | 1/22/98 | Rosedale Decorative Products Ltd. | $4.00 | 1,250,000 | Not Classified |
| Fine Equities, Inc.
|
| CEDC | 12/16/97 | Central European Distribution Corporation | $7.50 -
$8.50 | 1,150,000 | Wholesale |
| First Equity
Corporation of Florida (305) 536-8474 |
| GCOM | 11/7/97 | Galacticomm Technologies, Inc. | $0.00 | 0 | High-Tech |
| First London
Securities Corporation (800) 248-9461 |
| - | 2/11/98 | Oasis Car Wash, Inc. | $5.00 | 2,000,000 | Service |
| - | 2/11/98 | Performance Printing Corporation | $5.00 | 1,200,000 | Manufacturing |
| First Metropolitan
Securities, Inc. (212) 294-2730 |
| GALUF | 6/11/97 | Gali Global Holdings Ltd. | $6.00 | 1,000,000 | Manufacturing |
| Global Equities Group,
Inc. |
| BALT | 10/8/97 | Baltia Air Lines | $6.13 | 1,000,000 | Transportation |
| Global Financial
Group (612) 321-9700 |
| PFIT | 10/24/97 | Physical Spa & Fitness, Inc. | $4.00 | 562,500 | Service |
| H.C. Wainwright &
Co. Inc. (617) 589-9482 |
| HDMD | 4/9/98 | HealthDrive Corporation | $5.00 - $7.00 | 1,600,000 | Service |
| J. B. Sutton Group
L.L.C. (516) 498-2100 |
| - | 12/30/97 | netValue, Inc. | $5.00 | 2,400,000 | Service |
| J.C. Bradford &
Co. (615) 748-9347 |
| - | 4/1/98 | CNB Holdings, Inc. | $10.00 | 900,000 | Financial |
| J.V. Delaney &
Associates |
| DGSI | 8/14/97 | Dayton General Systems, Inc. | $5.00 | 1,800,000 | High-Tech |
| Joseph Charles &
Associates, Inc. (310) 274-4402 |
| SFZA | 7/25/97 | Sforza Enterprises, Inc. | $4.50 - $5.50 | 1,250,000 | Retail |
| Kashner Davidson
Securities Corporation |
| - | 4/3/98 | FirstLink Communications, Inc. | $5.00 - $6.00 | 1,000,000 | Service |
| Keefe, Bruyette & Woods,
Inc. (212) 323-8470 |
| - | 7/8/97 | Federal Trust Corporation | $2.00 | 2,701,619 | Financial |
| Kenneth Jerome &
Company (800) 922-0807 |
| PPAS | 11/12/97 | PPA Technologies, Inc. | $6.00 | 1,000,000 | Manufacturing |
| L.T. Lawrence &
Company (212) 361-6552 |
| AYUR | 12/11/97 | Ayurcore, Inc. | $5.00 - $7.00 | 1,250,000 | Manufacturing |
| Maidstone Financial,
Inc. (800) 832-8830 |
| FENX | 7/16/97 | Phoenix Preschool Holdings, Inc. | $4.20 | 1,300,000 | Service |
| Millennium Securities
Corp. |
| RTGI | 1/21/98 | Ripe Touch Greenhouses, Inc. | $6.00 | 825,000 | Agricultural |
| Monroe Parker &
Company (914) 696-4200 |
| LIFT | 9/10/97 | Liftking Industries, Inc. | $4.00 | 1,250,000 | Manufacturing |
| National Securities
Corp. (800) 800-9217 |
| MPLS | 11/12/97 | Mortgage Plus Equity and Loan Holdings Corp. | $5.00 | 1,100,000 | Financial |
| Network Capital
Corporation (801) 364-5222 |
| IPTX | 3/26/98 | International Plastic Technologies, Inc. | $4.50 | 1,250,000 | Manufacturing |
| Nichols, Safina, Lerner
& Co. Inc. (800) 895-5551 |
| PNRM | 6/19/97 | Panorama International Productions, Inc. | $6.00 | 1,450,619 | Service |
| Paragon Capital
Corporation (800) 969-8173 |
| SHWD | 1/21/98 | Sherwood Brands, Inc. | $5.95 | 1,550,000 | Manufacturing |
| Patterson Travis,
Inc. (212) 837-7340 |
| SOLM | 1/9/98 | SCNV Acquisition Corp. | $4.00 | 1,460,000 | Manufacturing |
| Paulson Investment
Company, Inc. (503) 243-6028 |
| CRII | 11/24/97 | Cell Robotics International, Inc. | $4.00 -
$5.00 | 2,000,000 | Wholesale |
| R.J. Steichen &
Co. (612) 341-6276 |
| INRB | 2/20/98 | Industrial Rubber Products, Inc. | $5.00 | 1,400,000 | Manufacturing |
| RAS Securities Corp
(212) 635-9449 |
| CWTL | 3/5/98 | C.W. Chemical Waste Technologies Limited | $5.00 | 2,000,000 | Utilities |
| Rockefeller
Securities Group, Inc. |
| FCCN | 8/21/97 | Frontline Communications Corporation | $5.00 | 1,000,000 | High-Tech |
| Roney & Co. (313)
225-5741 |
| GLBK | 3/20/98 | GLB Bancorp, Inc. | $11.00 - $13.00 | 1,100,000 | Financial |
| Royal Hutton Securities
Corp. |
| SILV | 12/16/97 | Silver Star Foods, Inc. | $5.25 | 1,000,000 | Wholesale |
| Sage, Rutty & Co., Inc.
(716) 232-3760 |
| INBA | 8/12/97 | Intervest Bancshares Corporation | $15.00 | 400,000 | Financial |
| Schneider
Securities, Inc. (303) 837-9200 |
| FDCC | 2/27/98 | Factual Data Corp. | $5.00 - $5.50 | 1,200,000 | High-Tech |
| Strasbourger
Pearson Tulcin Wolff Inc. (212) 425-2320 |
| FMAI | 12/3/97 | Fashion Mag Apparel, Inc. | $5.00 | 1,000,000 | Manufacturing |
| Trident Securities,
Inc. (919) 781-8900 |
| - | 6/12/97 | Citizens Bancorp, Inc. | $10.00 | 920,000 | Financial |
| Whale Securities
Company (212) 484-2057 |
| IBSX | 3/11/98 | IBS Interactive, Inc. | $6.00 | 1,000,000 | High-Tech |