IPO Data Systems

1997 IPO Lead Manager Ranking
Between 1/1/97 and 3/21/97
U.S. Dollar Amounts in Millions

#Lead ManagerU.S. Offer Amt# of Deals% of Mkt
1Morgan Stanley & Co. Incorporated$934.6913.9
2CS First Boston$659.769.8
3Lehman Brothers Incorporated$622.039.2
4Goldman, Sachs & Co.$563.958.4
5Sandler O'Neill & Partners. L.P.$504.427.5
6Merrill Lynch & Co.$459.756.8
7Donaldson, Lufkin & Jenrette Securities Corp.$386.555.7
8Prudential Securities Incorporated$305.124.5
9Montgomery Securities$272.884.1
10Bear, Stearns & Co. Inc.$266.214.0
11Cowen & Company$139.642.1
12Alex. Brown & Sons Incorporated$116.141.7
13J.P. Morgan Securities Inc.$107.621.6
14Hambrecht & Quist Incorporated$98.041.5
15Smith Barney Inc.$83.231.2
16ING Baring (U.S.) Securities, Inc.$71.511.1
17Robertson, Stephens & Company$71.411.1
18Salomon Brothers Inc.$66.521.0
19Piper Jaffray Incorporated$63.020.9
20Raymond James & Associates, Inc.$56.620.8
21Furman Selz Incorporated$50.010.7
22Robert W. Baird & Company$49.610.7
23Friedman, Billings, Ramsey & Co., Inc.$40.410.6
24UBS Securities Inc.$39.620.6
25Hopper Soliday & Co.$38.610.6
26Volpe, Welty & Company$33.610.5
27R.J. Steichen & Co.$33.030.5
28Josephthal Lyon & Ross, Inc.$31.320.5
29Jefferies & Company Incorporated$30.010.4
30Janney Montgomery Scott$27.410.4
31Invemed Associates Inc.$26.010.4
32Charles Webb & Company$25.910.4
33Dain Bosworth Incorporated$23.210.3
34Keefe, Bruyette & Woods, Inc.$22.010.3
35Hampshire Securities Corporation$21.010.3
36Oppenheimer & Company, Inc.$19.610.3
37A.G. Edwards & Sons, Inc.$19.010.3
38Dean Witter Reynolds$18.010.3
39Tucker Anthony Incorporated$17.910.3
40Cruttenden Roth Incorporated$17.920.3
41Commonwealth Associates$17.920.3
42Southcoast Capital Corp$17.610.3
43National Securities Corp.$17.630.3
44Needham & Company$17.010.3
45J.C. Bradford & Co.$16.110.2
46D.H. Blair & Co Inc.$16.020.2
47Adams, Harkness & Hill$16.010.2
48Van Kasper & Company$15.010.2
49H.C. Wainwright & Co. Inc.$13.110.2
50Royce Investment Group, Inc.$10.010.1
51RAF Financial Corporation$9.410.1
52Chatfield Dean & Company, Inc.$9.210.1
53Whale Securities Company$8.510.1
54Laidlaw Equities, Inc.$8.110.1
55Black & Company, Inc.$7.510.1
56Patterson Travis, Inc.$7.110.1
57Spencer Edwards & Company$7.110.1
58Tuschner & Co.$6.610.1
59H.J. Meyers & Company, Incorporated$6.310.1
60Network One Financial Securities, Inc.$6.310.1
61Donald & Co. Securities Inc.$6.010.1
62Walsh Manning Securities, Inc.$6.010.1
63VTR Capital, Inc.$6.010.1
64R.F. Lafferty & Company$6.010.1
65Joseph Charles & Associates, Inc.$5.910.1
66First Metropolitan Securities, Inc.$5.610.1
67Monroe Parker & Company$5.510.1
68Capital West Securities, Inc.$5.010.1
69Equity Securities Trading Co, Inc.$5.010.1
70Euro-Atlantic Securities, Inc.$5.010.1
71J.W. Charles Securities, Inc.$4.810.1
72A.S. Goldmen & Co., Inc.$4.510.1
73May Davis Group, Inc.$3.010.0
74McDonald & Company Securities, Inc.$.010.0
Totals$6,732.9134100%

Note: Amounts represent U.S. offer amounts only.


Last updated: 3/23/97

Go Back

©1996 IPO Data Systems - All rights reserved.