| no. |
ticker |
company name |
filed |
offered |
industry |
lead underwriter |
| 1 |
CHY |
Calamos Convertible and High Income Fund
|
3/14/03 |
5/27/03 |
Fund |
CitiGroup |
| 2 |
- |
Calamos Convertible and High Income Fund
|
3/14/03 |
- |
Fund |
Non-Identified Underwriter |
| 3 |
CNVX |
CancerVax Corporation
|
8/14/03 |
- |
Pharmaceutical |
Lehman Brothers Incorporated |
| 4 |
CSE |
CapitalSource Inc.
|
6/12/03 |
8/6/03 |
Financial |
CS First Boston |
| 5 |
CDR |
Cedar Shopping Centers, Inc.
|
8/20/03 |
- |
REIT |
Merrill Lynch & Co. |
| 6 |
- |
Cheviot Financial Corp.
|
6/30/03 |
- |
Financial |
Keefe, Bruyette & Woods, Inc. |
| 7 |
CDL |
Citadel Broadcasting Corporation
|
6/5/02 |
7/31/03 |
Telecommunications |
Goldman, Sachs & Co. |
| 8 |
CFHI |
Coast Financial Holdings, Inc.
|
9/5/03 |
- |
Financial |
Sterne, Agee & Leach Inc. |
| 9 |
RNP |
Cohen & Steers REIT and Preferred Balanced Income Fund, Inc.
|
3/26/03 |
6/24/03 |
Fund |
Merrill Lynch & Co. |
| 10 |
- |
Cohen & Steers Total Return Realty Fund II, Inc.
|
2/20/03 |
- |
Fund |
Non-Identified Underwriter |
| 11 |
- |
Community First Bank
|
4/1/03 |
- |
Savings Bank |
Keefe, Bruyette & Woods, Inc. |
| 12 |
HYT |
Corporate High Yield Fund VI, Inc.
|
3/14/03 |
5/27/03 |
Fund |
Merrill Lynch & Co. |
| 13 |
CRSX |
Crystal Decisions, Inc.
|
5/23/03 |
- |
High-Tech |
Goldman, Sachs & Co. |
|
Displaying records 1 to 13 of 13 total records found
|