| FileDate | PP/WD Date | Issuer Name | Total Offer Amt | Industry | Lead Manager |
| January |
| 7/26/96 | PP: 1/3/97 | KatManDu Entertainment Corporation | $15,000,000 | Retail | National Securities Corp. |
| 11/18/96 | WD: 1/30/97 | General Medical Inc. | $153,000,000 | Service | Smith Barney Inc. |
| 1/7/96 | WD: 1/30/97 | Perio Products Ltd. | $35,200,000 | Manufacturing | Smith Barney Inc. |
| February |
| 6/20/96 | WD: 2/24/97 | Progressive Angioplasty Systems, Inc. | $65,000,000 | Manufacturing | UBS Securities Inc. |
| 12/11/96 | WD: 2/27/97 | Eller Media Corporation | $200,000,000 | Service | Alex. Brown & Sons Incorporated |
| March |
| 7/31/96 | PP: 3/5/97 | Computer Generated Solutions, Inc. | $42,480,000 | High-Tech | J.P. Morgan Securities Inc. |
| 9/20/96 | WD: 3/10/97 | Biosense, Inc. | $50,000,000 | Manufacturing | UBS Securities Inc. |
| 1/30/96 | PP: 3/14/97 | Hartford Computer Group, Inc. | $52,500,000 | High-Tech | Alex. Brown & Sons Incorporated |
| 12/12/96 | PP: 3/14/97 | Kinetics Group, Inc. The | $55,500,000 | Construction | Smith Barney Inc. |
| 9/10/96 | WD: 3/20/97 | Young Minds, Incorporated | $13,200,000 | High-Tech | Meridian Capital Group, Inc. |
| April |
| 1/31/97 | PP: 4/2/97 | Auto-By-Tel Corporation | $41,000,000 | High-Tech | Montgomery Securities |
| 10/17/96 | PP: 4/2/97 | Coral Systems, Inc. | $29,700,000 | High-Tech | Montgomery Securities |
| 12/26/96 | PP: 4/4/97 | GSR Industries, Inc. | $33,000,000 | Manufacturing | Bluestone Capital Partners, L.P. |
| 8/30/96 | WD: 4/4/97 | Jones Education Networks, Inc. | $103,500,000 | Service | Montgomery Securities |
| 10/16/96 | PP: 4/7/97 | Expresspoint Technology Services, Inc. | $18,000,000 | High-Tech | Rodman & Renshaw, Inc. |
| 1/28/97 | PP: 4/16/97 | Triton Systems, Inc. | $30,000,000 | High-Tech | Montgomery Securities |
| 2/4/97 | PP: 4/21/97 | TVX, Inc. | $40,000,005 | Manufacturing | BT Securities Corporation |